Quantum theory is essentially a rationally coherent theory of the interaction of mind and matter, and it allows our conscious thoughts to play a causally efficacious and necessary role in brain dynamics. It therefore provides a natural basis, created by scientists, for the science of consciousness. As an illustration it is explained how the interaction of brain and consciousness can speed up brain processing, and thereby enhance the survival prospects of conscious organisms, as compared to similar organisms that lack consciousness. (...) As a second illustration it is explained how, within the quantum framework, the consciously experienced ``I'' directs the actions of a human being. It is concluded that contemporary science already has an adequate framework for incorporating causally efficacious experiential events into the physical universe in a manner that: 1) puts the neural correlates of consciousness into the theory in a well defined way, 2) explains in principle how the effects of consciousness, per se, can enhance the survival prospects of organisms that possess it, 3) allows this survival effect to feed into phylogenetic development, and 4) explains how the consciously experienced ``I'' can direct human behaviour. (shrink)

The classical mechanistic idea of nature that prevailed in science during the eighteenth and nineteenth centuries was an essentially mindless conception: the ...

In this book, which contains several of his key papers as well as new material, he focuses on the problem of consciousness and explains how quantum mechanics...

Einstein's principle that no signal travels faster than light suggests that observations in one spacetime region should not depend on whether or not a radioactive decay is detected in a spacelike-separated region. This locality property is incompatible with the predictions of quantum theory, and this incompatibility holds independently of the questions of realism, objective reality, and hidden variables. It holds both in the pragmatic quantum theory of Bohr and in realistic frameworks. It is shown here to hold in a completed (...) realistic quantum theory that reconciles Einstein's demand for a description of reality itself with Bohr's contention that quantum theory is complete. This completed realistic quantum theory has no hidden variables, and no objective reality in which observable attributes can become definite independently of observers. The theory is described in some detail, with particular attention to those aspects related to the question of locality. This completed realistic quantum theory is in principle more comprehensive than Bohn's pragmatic quantum theory because it is not limited in principle by the requirement that the observed system be physically separated from the observing one. Applications are discussed. (shrink)

How is mind related to matter? This ancient question in philosophy is rapidly becoming a core problem in science, perhaps the most important of all because it probes the essential nature of man himself. The origin of the problem is a conflict between the mechanical conception of human beings that arises from the precepts of classical physical theory and the very different idea that arises from our intuition: the former reduces each of us to an automaton, while the latter allows (...) our thoughts to guide our actions. The dominant contemporary approaches to the problem attempt to resolve this conflict by clinging to the classical concepts, and trying to explain away our misleading intuition. But a detailed argument given here shows why, in a scientific approach to this problem, it is necessary to use the more basic principles of quantum physics, which bring the observer into the dynamics, rather than to accept classical precepts that are profoundly incorrect precisely at the crucial point of the role of human consciousness in the dynamics of human brains. Adherence to the quantum principles yields a dynamical theory of the mind/brain/body system that is in close accord with our intuitive idea of what we are. In particular, the need for a self-observing quantum system to pose certain questions creates a causal opening that allows mind/brain dynamics to have three distinguishable but interlocked causal processes, one micro-local, one stochastic, and the third experiential. Passing to the classical limit in which the critical difference between zero and the finite actual value of Planck's constant is ignored not only eliminates the chemical processes that are absolutely crucial to the functioning of actual brains, it simultaneously blinds the resulting theoretical construct to the physical fine structure wherein the effect of mind on matter lies: the use of this limit in this context is totally unjustified from a physics perspective. (shrink)

It is argued that an adequate scientific treatment of biological systems requires the use of an ontological interpretation of quantum mechanics, and that the propensity interpretation proposed by Popper and others, when applied to the brain, leads to a natural representation of conscious process within the quantum-mechanical description of brain process. Thus quantum mechanics, unlike classical mechanics, has a natural place for consciousness and, moreover, in a sense to be discussed, even requires it.

_René Descartes proposed an interactive dualism that posits an interaction between the_ _mind of a human being and some of the matter located in his or her brain. Isaac Newton_ _subsequently formulated a physical theory based exclusively on the material/physical_ _part of Descartes’ ontology. Newton’s theory enforced the principle of the causal closure_ _of the physical, and the classical physics that grew out of it enforces this same principle._ _This classical theory purports to give, in principle, a complete deterministic account (...) of the_ _physically described properties of nature, expressed exclusively in terms of these_ _physically described properties themselves. Orthodox contemporary physical theory_ _violates this principle in two separate ways. First, it injects random elements into the_ _dynamics. Second, it allows, and also requires, abrupt probing actions that disrupt the_ _mechanistically described evolution of the physically described systems. These probing_ _actions are called Process 1 interventions by von Neumann. They are psycho-physical_ _events. Neither the content nor the timing of these events is determined either by any_ _known law, or by the afore-mentioned random elements. Orthodox quantum mechanics_ _considers these events to be instigated by choices made by conscious agents. In von_ _Neumann’s formulation of quantum theory each such intervention acts upon the state of_ _the brain of some conscious agent. Thus orthodox von Neumann contemporary physics_ _posits an interactive dualism similar to that of Descartes. But in this quantum version the_ _effects of the conscious choices upon our brains are controlled, in part, by the known_ _basic rules of quantum physics. This theoretically specified mind-brain connection allows_ _many basic psychological and neuropsychological findings associated with the apparent_ _physical effectiveness of our conscious volitional efforts to be explained in a causal and_ _practically useful way.. (shrink)

This book explains, in simple but accurate terms, how orthodox quantum mechanics works. The author, a distinguished theoretical physicist, shows how this theory, realistically interpreted, assigns an important role to our conscious free choices. Stapp claims that mainstream biology and neuroscience, despite nearly a century of quantum physics, still stick essentially to failed classical precepts in which mental intentions have no effect upon our bodily actions. He shows how quantum mechanics provides a rational basis for a better understanding of this (...) connection, even allowing an explanation of certain phenomena currently held to be "paranormal". These ideas have major implications for our understanding of ourselves and our mental processes, and thus also for the meaningfulness of our lives. (shrink)

René Descartes proposed an interactive dualism that posits an interaction between the mind of a human being and some of the matter located in his or her brain. Isaac Newton subsequently formulated a physical theory based exclusively on the material/physical part of Descartes’ ontology. Newton’s theory enforced the principle of the causal closure of the physical, and the classical physics that grew out of it enforces this same principle. This classical theory purports to give, in principle, a complete deterministic account (...) of the physically described properties of nature, expressed exclusively in terms of these physically described properties themselves. Orthodox contemporary physical theory violates this principle in two separate ways. First, it injects random elements into the dynamics. Second, it allows, and also requires, abrupt probing actions that disrupt the mechanistically described evolution of the physically described systems. These probing actions are called Process 1 interventions by von Neumann. They are psycho-physical events. Neither the content nor the timing of these events is determined either by any known law, or by the afore-mentioned random elements. Orthodox quantum mechanics considers these events to be instigated by choices made by conscious agents. In von Neumann’s formulation of quantum theory each such intervention acts upon the state of the brain of some conscious agent. Thus orthodox von Neumann contemporary physics posits an interactive dualism similar to that of Descartes. But in this quantum version the effects of the conscious choices upon our brains are controlled, in part, by the known basic rules of quantum physics. This theoretically specified mind-brain connection allows many basic psychological and neuropsychological findings associated with the apparent physical effectiveness of our conscious volitional efforts to be explained in a causal and practically useful way.. (shrink)

Orthodox Copenhagen quantum theory renounces the quest to understand the reality in which we are imbedded, and settles for practical rules describing connections between our observations. Many physicist have regarded this renunciation of our effort describe nature herself as premature, and John von Neumann reformulated quantum theory as a theory of an evolving objective universe interacting with human consciousness. This interaction is associated both in Copenhagen quantum theory and in von Neumann quantum theory with a sudden change that brings the (...) objective physical state of a system in line with a subjectively felt psychical reality. The objective physical state is thereby converted from a material substrate to an informational and dispositional substrate that carries both the information incorporated into it by the psychical realities, and certain dispositions for the occurrence of future psychical realities. The present work examines and proposes solutions to two problems that have appeared to block the development of this conception of nature. The first problem is how to reconcile this theory with the principles of relativistic quantum field theory; the second problem is to understand whether, strictly within quantum theory, a person's mind can affect the activities of his brain, and if so how. Solving the first problem involves resolving a certain non-locality question. The proposed solution to the second problem is based on a postulated connection between effort, attention, and the quantum Zeno effect. This solution explains on the basic of quantum physics a large amount of heretofore unexplained data amassed by psychologists. (shrink)

John Searle begins his recent article “Dualism Revisited” by stating his belief that the philosophical problem of consciousness has a scientific solution. He then claims to refute dualism. It is therefore appropriate to examine his arguments against dualism from a scientific perspective.

The data emerging from the clinical and brain studies described above suggest that, in the case of OCD, there are two pertinent brain mechanisms that are distinguishable both in terms of neuro dynamics and in terms of the conscious experiences that accompany them. These mechanisms can be characterized, on anatomical and perhaps evolutionary grounds, as a lower level and a higher level mechanism. The clinical treatment has, when successful, an activating effect on the higher level mechanism, and a suppressive effect (...) on the lower level one. (shrink)

Clifton, Butterfield, and Redhead [1989] have constructed two separate arguments that bear some resemblances to a proof of mine pertaining to the nonlocal character of quantum theory. Their arguments have flaws, which they point out. I explicate my proof by explaining in detail both how it differs logically from the two arguments they have constructed, and how it avoids the pitfalls of both. *This work was supported by the Director, Office of Energy Research, Office of High Energy and Nuclear Physics, (...) Division of High Energy Physics of the U. S. Department of Energy under Contract DE-ACO3-76SF00098. (shrink)

Some seeming logical deficiencies in a recent paper are described. The author responds to the arguments of the work by de Muynck, De Baere, and Martens , who argue it is widely accepted today that some sort of nonlocal effect is needed to resolve the problems raised by the works of Einstein, Podolsky, and Rosen and John Bell. In MBM a variety of arguments are set forth that aim to invalidate the existing purported proofs of nonlocality and to provide, moreover, (...) a local solution to the problems uncovered by EPR and Bell. Much of the argumentation in MBM is based on the idea of introducing `nonideal` measurements, which, according to MBM, allow one to construct joint probability distributions for incompatible observables. The existence of a bona fide joint probability distribution for the incompatible observables occurring in the EPRB experiments would entail that Bell`s inequalities can be satisfied, and hence that the mathematical basis for the nonlocal effects would disappear. This relult would apparently allow one to eliminate the need for nonlocal effects by considering experiments of this new kind. (shrink)

_ Theoretical Physics Group_ _ Lawrence Berkeley National Laboratory_ _ University of California_ _ Berkeley, California 94720_.

Application of quantum mechanical description to neurophysiological processes appears to provide for a natural unification of the physical and humanistic sciences. The categories of thought used to represent physical and psychical processes become united, and the mechanical conception of man created by classical physics is replaced by a profoundly different quantum conception. This revised image of man allows human values to be rooted in contemporary science.

Space and time are discussed in connection with the future of quantum theory.

Norbert Wiener and J.B.S. Haldane suggested during the early thirties that the profound changes in our conception of matter entailed by quantum theory opens the way for our thoughts, and other experiential or mind-like qualities, to play a role in nature that is causally interactive and effective, rather than purely epiphenomenal, as required by classical mechanics. The mathematical basis of this suggestion is described here, and it is then shown how, by giving mind this efficacious role in natural process, the (...) classical character of our perceptions of the quantum universe can be seen to be a consequence of evolutionary pressures for the survival of the species. (shrink)

Quantum theory can be regarded as a rationally coherent theory of the interaction of mind and matter and it allows our conscious thoughts to play a causally e cacious and necessary role in brain dynamics It therefore provides a natural basis created by scientists for the science of consciousness As an illustration it is explained how the interaction of brain and consciousness can speed up brain processing and thereby enhance the survival prospects of conscious organisms as compared to similar organisms (...) that lack consciousness As a second illustration it is explained how within the quantum framework the consciously experi enced I directs the actions of a human being It is concluded that contemporary science already has an adequate framework for incorporat ing causally e cacious experiential events into the physical universe in a manner that puts the neural correlates of consciousness into the theory in a well de ned way explains in principle how the e ects of consciousness per se can enhance the survival prospects of organisms that possess it allows this survival e ect to feed into phylogenetic de velopment and explains how the consciously experienced I can direct human behaviour.. (shrink)

It is emphasized that a many-worlds interpretation of quantum theory exists only to the extent that the associated basis problem is solved. The core basis problem is that the robust enduring states specified by environmental decoherence effects are essentially Gaussian wave packets that form continua of non-orthogonal states. Hence they are not a discrete set of orthogonal basis states to which finite probabilities can be assigned by the usual rules. The natural way to get an orthogonal basis without going outside (...) the Schroedinger dynamics is to use the eigenstates of the reduced density matrix, and this idea is the basis of some recent attempts by many-worlds proponents to solve the basis problem. But these eigenstates do not enjoy the locality and quasi-classicality properties of the states defined by environmental decoherence effects, and hence are not satisfactory preferred basis states. This core problem is obscured by approaches that treat the universe as a quantum computer, but it needs to be addressed and resolved before a many-worlds-type interpretation can be said to exist. (shrink)

The model of the world proposed by Whitehead provides a natural theoretical framework in which to imbed quantum theory. This model accords with the ontological ideas of Heisenberg, and also with Einstein's view that physical theories should refer nominally to the objective physical situation, rather than our knowledge of that system. Whitehead imposed on his model the relativistic requirement that what happens in any given spacetime region be determined only by what has happened in its absolute past, i.e., in the (...) backward light-cone drawn from that region. This requirement must be modified, for it is inconsistent with the implications of quantum theory expressed by a generalized version of Bell's theorem. Revamping the causal spacetime structure of the Whitehead-Heisenberg ontology to bring it into accord with the generalized Bell's theorem creates the possibility of a nonlocal causal covariant theory that accords with the statistical prediction of quantum theory. (shrink)

[opening paragraph]: In his keynote paper David Chalmers defines ‘the hard problem’ by posing certain ‘Why’ questions about consciousness? Such questions must be posed within an appropriate setting. The way of science is to try to deduce the answer to many such questions from a few well defined assumptions. Much about nature can be explained in terms of the principles of classical mechanics. The assumptions, in this explanatory scheme, are that the world is composed exclusively of particles and fields governed (...) by specified mathematical laws that refer neither to any individual person, nor to anyone’s experiences. These physical laws are supposed to be such that particles and fields, acting in concert, can form causally efficacious real functional entities such as driveshafts and propellers. Similarly, surges of electrical and mechanical activity in appropriately designed material substrates, composed of particles and fields acting in concert, could implement, in the world of matter, complex functional structures and long sequences of logical operations. Thus it is conceivable that all of our behaviour, and all of the internal processing that occurs in our bodies and brains could be deduced, at least in principle, from the principles of classical mechanics and appropriate boundary conditions. -/- Contents: 1. Introduction: Philosophical Setting 2. Quantum Model of the Mind/Brain 3. Person and Self 4. Meeting Baars's Criteria for Consciousness 5. Qualia 6. Free-Will. (shrink)

David Bourget has raised some conceptual and technical objections to my development of von Neumann’s treatment of the Copenhagen idea that the purely physical process described by the Schrödinger equation must be supplemented by a psychophysical process called the choice of the experiment by Bohr and Process 1 by von Neumann. I answer here each of Bourget’s objections.

_ Theoretical Physics Group_ _ Lawrence Berkeley National Laboratory_ _ University of California_ _ Berkeley, California 94720_.

A simple exactly solvable model is given of the dynamical coupling between a person’s classically described perceptions and that person’s quantum mechanically described brain. The model is based jointly upon von Neumann’s theory of measurements and the empirical findings of close connections between conscious intentions and synchronous oscillations in well separated parts of the brain. A quantum-Zeno-effect-based mechanism is described that allows conscious intentions to influence brain activity in a functionally appropriate way. The robustness of this mechanism in the face (...) of environmental decoherence effects is emphasized. (shrink)

At least 18 nontrivial correct choices must be made to arrive at a “right understanding” of the world according to quantum theory.

Orthodox quantum mechanics is technically built around an element that von Neumann called Process 1. In its basic form it consists of an action that reduces the prior state of a physical system to a sum of two parts, which can be regarded as the parts corresponding to the answers ‘Yes’ and ‘No’ to a specific question that this action poses, or ‘puts to nature’. Nature returns one answer or the other, in accordance with statistical weightings specified by the theory. (...) Thus the standard statistical element in quantum theory enters only after the Process-1 choice is made, while the known deterministic element in quantum theory governs the dynamics that prevails between the reduction events, but not the process that determines which of the continuum of allowed Process-1 probing actions will actually occur. The rules governing that selection process are not fixed by the theory in its present form. This freedom can be used to resolve in a natural way an apparent problem of the orthodox theory, its biocentrism. That resolution produces a rationally coherent realization of the theory that preserves the basic orthodox structure but allows naturally.. (shrink)

Robert Griffiths has recently addressed, within the framework of a ‘consistent quantum theory’ that he has developed, the issue of whether, as is often claimed, quantum mechanics entails a need for faster-than-light transfers of information over long distances. He argues that the putative proofs of this property that involve hidden variables include in their premises some essentially classical-physics-type assumptions that are not entailed by the precepts of quantum mechanics. Thus whatever is proved is not a feature of quantum mechanics, but (...) is a property of a theory that tries to combine quantum theory with quasi-classical features that go beyond what is entailed by quantum theory itself. One cannot logically prove properties of a system by establishing, instead, properties of a system modified by adding properties alien to the original system. Hence Griffiths’ rejection of hidden-variable-based proofs is logically warranted. Griffiths mentions the existence of a certain alternative proof that does not involve hidden variables, and that uses only macroscopically described observable properties. He notes that he had examined in his book proofs of this general kind, and concluded that they provide no evidence for nonlocal influences. But he did not examine the particular proof that he cites. An examination of that particular proof by the method specified by his ‘consistent quantum theory’ shows that the cited proof is valid within that restrictive version of quantum theory. An added section responds to Griffiths’ reply, which cites general possibilities of ambiguities that might make what is to be proved ill-defined, and hence render the pertinent ‘consistent framework’ ill defined. But the vagaries that he cites do not upset the proof in question, which, both by its physical formulation and by explicit identification, specify the framework to be used. Griffiths confirms the validity of the proof insofar as that pertinent framework is used. The section also shows, in response to Griffiths’ challenge, why a putative proof of locality that he has described is flawed. (shrink)

It is argued that the principles of classical physics are inimical to the development of a satisfactory science of consciousness The problem is that insofar as the classical principles are valid consciousness can have no e ect on the behavior and hence on the survival prospects of the organisms in which it inheres Thus within the classical framework it is not possible to explain in natural terms the development of consciousness to the high level form found in human beings In (...) quantum theory on the other hand consciousness can be dynamically e cacious quantum the ory does allows consciousness to in uence behavior and thence to evolve in accordance with the principles of natural selection However this evo lutionary requirement places important constraints upon the details of the formulation of the quantum dynamical principles.. (shrink)

This is a brief account of a theory of presentiment/retrocausation in the context of a proposed binocular rivalry experiment. According to orthodox (classical or quantum mechanical) physics there can be no retrocausal effects. In order to accommodate such effects one must go beyond/outside orthodox theories. The simplest way to modify QM in a way that would permit such effects is to accept the hypothesis of Eccles (1987) that mental involvement (mental effort or emotion) can alter the orthodox statistical weighting factors (...) associated with the observed outcomes of our experimental probing actions. (shrink)

It is argued that the validity of the predictions of quantum theory in certain spincorrelation experiments entails a violation of Einstein's locality idea that no causal influence can act outside the forward light cone. First, two preliminary arguments suggesting such a violation are reviewed. They both depend, in intermediate stages, on the idea that the results of certain unperformed experiments are physically determinate. The second argument is entangled also with the problem of the meaning of “physical reality.” A new argument (...) having neither of these characteristics is constructed. It is based strictly on the orthodox ideas of Bohr and Heisenberg, and has no realistic elements, or other ingredients, that are alien to orthodox quantum thinking. (shrink)

Quantum mechanical theories of consciousness are contrasted to classical ones. A key difference is that the quantum laws are fundamentally psychophysical and provide an explanation of the causal effect of conscious effort on neural processes, while the laws of classical physics, being purely physical, cannot. The quantum approach provides causal explanations, deduced from the laws of physics, of correlations found in psychology and in neuropsychology.

David Mermin suggests that my recent proof pertaining to quan tum nonlocality is undermined by an essential ambiguity pertaining to the meaning of counterfactual statements in quantum physics The ambiguity he cites arise from his imposition of a certain criterion for the meaningfulness of such counterfactual statements That criterion con ates the meaning of a counterfactual statement with the details of a proof of its validity in such a way as to make the meaning of such a statement dependent upon (...) the context in which it occurs That dependence violates the normal demand in logic that the meaning of a statement be de ned by the words in the statement itself not by the context in which the statement occurs My proof conforms to that normal requirement I describe the context independent meaning within my proof of the counterfactual statements in question.. (shrink)

The discussions were obscured by an initial misunderstanding. I made it clear from the outset that I was making here only the claim that " the principles of CM do not *entail* the existence of consciousness", not that "consciouness was *incompatible* with the principles of CM. This weak claim, namely that "CM does not entail C", I thought to be obviously true, and I had taken taken it as a secure starting point of the arguments in my paper "The Evolution (...) of Consciousness" [To appear in the proceedings of Tucson II, and available from my web site]. It was Sarfatti's mention of this point that launched this debate. Pat challenged my claim, which I repeatedly described as point of contention. Then at a relatively late stage (Sept25) Pat said that: "There seems to be basic flaw in Henry's logic throughout this discussion". He pointed out the difference between saying that "CM does not entail C" and saying that "CM is inconsistent with C", and said that he would happily concur with the first claim: At this point he said it was trivially true. So, at least in some first approximation, we had then come into agreement on the issue under discussion: we both agreed that the principles of CM did not *entail* the existence of consciousness. (shrink)

Orthodox quantum mechanics is built upon psychophysical collapse events that are the close analogs, within contemporary physical theory, of the the Whiteheadian actual occasions, with their mental and physical poles. This article describes the way in which these events enter into quantum theory, and mediate the emergence of actuality from potentiality.

The Solvay conference of marked the birth of quantum the ory This theory constitutes a radical break with prior tradition in physics because it avers if taken seriously that nature is built not out of matter but out of knowings However the founders of the theory stipulated cautiously that the theory was not to be taken seriously in this sense as a description of nature herself but was to be construed as merely a way of computing expectations about future knowings (...) on the basis of information provided by past knowings There have been many e orts over the intervening seventy years to rid physics of this contamination of matter by mind But I use the reports at this Sym posium to support the claim that these decontamination e orts have failed and that because of recent developments pertaining to causal ity the time has come to take quantum theory seriously to take it as the basis for a conception of the universe built on knowings and other things of the same kind Quantum theory ensures that this con ception will yield all the empirical regularities that had formerly been thought to arise from the properties of matter together with all of those more recently discovered regularities that cannot be understood in that mechanical way Thus I propose to break away from the cau tious stance of the founders of quantum theory and build a theory of.. (shrink)